Legal Disclaimers & Terms of Use

Legal Disclaimers and Terms and Conditions

Castlelake, L.P. (“Castlelake”) provides this website and the information contained herein for general overview purposes only, and only subject to the terms and conditions (the “Terms and Conditions”) laid out herein. These Terms and Conditions apply to all users. By entering this site or by transmitting any information to the site, you acknowledge and agree to all of the Terms and Conditions. Please read them carefully. If you do not agree to the Terms and Conditions, please do not use this site. Any use of this site in a manner inconsistent with these Terms and Conditions is deemed unauthorized access and may subject the user to civil or criminal penalties. We reserve the right to revise these Terms and Conditions at any time and for any reason, without notice or obligation, by updating this posting. Your continued use of this site following the posting of any changes to the Terms and Conditions will mean that you accept such amendments. We strongly recommend that you periodically visit this page of the site to review the Terms and Conditions. 

Copyright

All Castlelake information, content, forms, photographs, graphics, and software available on or through this website (collectively “Content”) is owned or controlled by Castlelake. The Content is protected by U.S. and foreign copyright common law rights and statutes. Users are prohibited from modifying, copying, distributing, transmitting, displaying, publishing, selling, licensing, creating derivative works, or using any Content available on or through the website for commercial or public purposes, without the prior written permission of Castlelake. 

Trademarks

The Castlelake trademarks, service marks, slogans, logos, trade dress and other identifiers (“Marks”) displayed on the website are the property of Castlelake, its subsidiaries and affiliates, and of other parties. The Marks are protected by U.S. and foreign trademark, common law rights and statutes. Users of the website are prohibited from using any Marks for any purpose including, but not limited to, use on other materials, in presentations, as domain names, or as metatags, without the written permission of Castlelake.

Personal and Non-Commercial Use Limitation

The website is for your personal and non-commercial use. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, create derivative works from, transfer, or sell any information, products or services obtained from the website. You may not link other websites to this website without Castlelake’s prior written permission. You may not allow others to use your username or password to access or use any part of the website. If your password has been compromised for any reason, you should contact Castlelake immediately for a new password. If you provide your password to any third party, you will be solely responsible for any actions taken by such third party using your password. 

You also are prohibited from using any robot, spider, scraper or other automated means to access the website for any purpose without the prior written permission of Castlelake. You may not take any action that imposes, or may impose, in our sole discretion, an unreasonable or disproportionately large load on our infrastructure, interfere or attempt to interfere with the proper working of the website or any activities conducted on the website, or bypass any measures that we may use to prevent or restrict access to the website. 

UK DISCLOSURES

Castlelake (UK) LLP, a wholly owned indirect subsidiary of Castlelake, L.P., is authorized and regulated by the Financial Conduct Authority. IFPR Remuneration Disclosure can be found at: Castlelake (UK) LLP – IFPR Remuneration Disclosure 2023.

UK STEWARDSHIP CODE STATEMENT

Castlelake is not a signatory to the UK Stewardship Code. Although Castlelake generally supports the objectives that underlie the Code, Castlelake has chosen not to commit to it given the nature of our investment strategy and the types of investments we make, all as further described on this website. Castlelake has established a Environmental, Social and Governance Policy as it believes that ESG factors can have a material influence on investment outcomes. The policy outlines Castlelake’s commitment to incorporating ESG factors into investment analysis and decision making where such factors are deemed to be relevant, while also acting in a manner that is consistent with Castlelake’s fiduciary responsibility to its clients.

UK SHAREHOLDER ENGAGEMENT DISCLOSURE

The Shareholder Rights Directive II (SRD II) requires certain UK portfolio managers to develop and disclose a shareholder engagement policy or provide an explanation of why they have chosen not to do so. Castlelake has considered the requirements of SRD II and has concluded that it would not be appropriate for the Firm to develop a shareholder engagement policy at this time. Although Castlelake closely monitors performance of the listed companies in which it invests, it does not consider shareholder engagement in listed companies to be an integral part of its investment process or its investment strategy. Castlelake will continue to evaluate any future developments in its approach to shareholder engagement and may update this statement from time to time.

FINANCIAL INSTRUMENTS AND EXCHANGE ACT OF JAPAN

Pursuant to the Financial Instruments and Exchange Act of Japan, a person who has filed a notification regarding Specially Permitted Businesses for Qualified Institutional Investors, etc. is required to make available to the public certain information. Accordingly, information on Castlelake Aviation IV Stable Yield GP, L.P., Castlelake Income Opportunities II GP, L.P. , Castlelake VI GP, L.P., Castlelake Aviation V Stable Yield GP, L.P., Castlelake Asset-Based Private Credit III GP, L.P. and Castlelake Asset-Based Private Credit III Evergreen GP, L.P. can be obtained upon request. If you wish to obtain such information, please send an e-mail to investor.relations@castlelake.com.

Disclaimers

All figures cited on this website are current as of September 30, 2025, unless otherwise specified. Such figures are based on internal Castlelake data or, where applicable, third-party information, which is maintained by Castlelake for reference purposes.  Except where otherwise indicated, the information contained herein is based on matters as they existed as of the date of preparation or such earlier date that is otherwise specified. Castlelake may update or revise content without prior notice, but is not obligated to update or revise any content to reflect information that becomes available or any change in circumstances occurring after the date thereof.

This website has been made available for information purposes only and is not intended to be a complete or final summary of the terms of any investment. It is not an offer to sell or a solicitation to buy any security, investment product or service, and does not contain all material information pertinent to an investment decision. Offers of securities will be made exclusively by the Offering Materials for such securities. Before making any investment in any current or future funds or vehicles managed by Castlelake (“Castlelake Fund”), investors should read all operative agreements relevant to the fund as well as, to the extent applicable, the Confidential Private Placement Memorandum (as amended and/or supplemented from time to time, the “PPM,” and together with the operative agreements, the “Offering Materials”) for the Fund or, if the Fund is a co-investment vehicle, the related main fund. In particular, PPMs for Castlelake Funds contain important information related to the Fund and Castlelake’s organization, investment strategies and history as well as detailed risks of investing in such Fund and potential conflicts of interest associated therewith. If there is any conflict between any Offering Materials and this Presentation, the information in such Offering Materials will control and supersede this Presentation. Investors should also review the Form ADV Part 2 of Castlelake.  

Castlelake Funds’ securities have not been approved or disapproved by the U.S. Securities and Exchange Commission (the “SEC”) or any regulatory authority of any state or other jurisdiction. No Castlelake Fund securities have been or will be registered under the U.S. Securities Act of 1933, as amended, or the securities laws of any state or other jurisdiction. No Castlelake Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended. No sale of Castlelake Fund interests will be made in any jurisdiction in which the offer, solicitation, or sale is not authorized or to any person to whom it is unlawful to make the offer, solicitation or sale. Potential investors must inform themselves of, and observe, all legal restrictions applicable to their involvement in the offering. This Presentation has not been approved by the SEC, the Financial Industry Regulatory Authority, the Commodity Futures Trading Commission or any other regulatory authority or securities commission in any jurisdiction.

An investment in any Castlelake Fund is speculative  and involves significant risks and potential conflicts of interests. An investor should not invest in any Castlelake Fund unless it is prepared to lose all or a substantial portion of its investment. Each investor must be prepared to bear these risks for an indefinite period of time because there will be no public market for the securities of any Castlelake Fund. Such securities may only be transferred with the consent of the general partner of the relevant Castlelake Fund. The Castlelake Funds will employ leverage, which, among other investment techniques, can make investment performance volatile and lead to higher risk. The fees and expenses of the Castlelake Fund are material and may offset all or a material portion of profits. A substantial portion of the investments for such Castlelake Funds take place in foreign countries. 

Castlelake makes no representations that transactions, products or services discussed on the website are available or appropriate for sale or use in all jurisdictions or by all investors. Those who access the website do so at their own initiative and are responsible for compliance with local laws or regulations. 

Neither Castlelake nor any of its subsidiaries, agents or representatives makes any representation or warranty, express or implied, as to the accuracy or completeness of the information contained on this website, and they shall not have any liability to any person relating to or resulting from the use or consideration of this website.  The recipient should not rely upon any representations made on this website  or in making any investment decision. Each user should conduct its own inquiries as to the accuracy, completeness and reliability of any information provided by Castlelake. Nothing herein is intended to constitute legal, tax or investment advice from Castlelake. Each recipient should consult its own attorney, business adviser and tax adviser as to legal, business, tax and related matters concerning the information contained herein and to the advisability of any investment in a Castlelake Fund, such as a particular investor’s investment objectives or tolerance for risk.  

Certain information contained in this Presentation has been obtained from third-party sources. While such information is believed to be reliable for the purposes used herein, Castlelake has not independently verified its accuracy or completeness. Castlelake does not assume responsibility for its accuracy or for consequences of relying on it.  

Unsourced statements should be understood to reflect the subjective beliefs, opinions, expectations or understandings of Castlelake, which may be inaccurate. Certain information on the website contains forward-looking statements, which reflect our views with respect to, among other things, our operations and financial performance. Such forward-looking statements are subject to various risks and uncertainties and speak only as of the date on which they are made. Accordingly, there are or will be important factors that could cause actual outcomes or results to differ materially from this indicated in these statements. You can identify these forward-looking statements by the use of words such as “outlook,” “indicator,” “believe,” “expect,” “potential,” “continue,” “may,” “should,” “seek,” “approximately,” “predict,” “anticipate,” “optimistic,” “intend,” “plan,” “estimate,” “aim,” “will” or the negative version of these words or similar expressions. Castlelake undertakes no obligation to update publicly or revise any information on the website, whether as a result of new information, future developments or otherwise. Opinions and any other contents at the website are subject to change without notice.  Past performance is not indicative of future results; no representation is being made that any investment will or is likely to achieve profits or losses similar to those achieved in the past, or that significant losses will be avoided. All statements concerning investments by Castlelake, capital deployment, investing or related activities refer to that which has been conducted on behalf of Castlelake Funds or vehicles for which Castlelake serves as investment manager or servicer. Any transactions listed, or referred to, on the website are included as examples of transactions that have been pursued in the past, and should not be understood to include a complete list of all transactions that have been pursued to reflect overall or future performance. Investments in securities will not always be profitable, and investors may lose money, including principal. 

“Assets under management” or “AUM” refers to the assets that Castlelake, L.P. and its affiliates (collectively, “Castlelake”) manage, service or advise and is not the equivalent of “regulatory assets under management.” Our AUM generally equals the sum of the following, without duplication:   

1. the aggregate net asset value of the Castlelake Funds and separately managed accounts, plus the capital that Castlelake is entitled to call (including capital over which Castlelake has limited discretion and for certain of which such investors have no requirement to authorize deployment) from investors in those funds and vehicles (including Castlelake’s commitments to those funds and vehicles and those of senior Castlelake professionals and employees) pursuant to the terms of their capital commitments to those funds and vehicles;   
2. the aggregate net asset value of third-party equity held in co-investment and similar structures and fair value of asset-backed securities, securitizations, and lending vehicles;  
3. the gross asset value of operating companies in which Castlelake holds a controlling equity interest, including any portions attributable to the ownership of third parties; and   
4. the gross fair value of assets over which Castlelake exerts significant control, including debt held in asset-backed securities, securitizations or lending vehicles or debt for which Castlelake is engaged as a servicer.   

The gross value of an asset, investment or vehicle reflects the value of its full capital structure, inclusive of any portions funded by debt. Clauses 3 and 4 include assets over which Castlelake exerts control through ownership, an asset servicing or other contractual relationship, and is not limited to assets of investment advisory clients. Our calculations of AUM may differ from the calculations of other alternative asset managers. As a result, these measures may not be comparable to similar measures presented by other alternative asset managers.

References to the experience of our employees, including senior-level employees (where senior-level is defined as directors, managing directors, and partners across the aggregate Castlelake team), includes the combined average years of experience of those employees. In certain circumstances, where relevant, this includes experience prior to employment with Castlelake. 

References to any publication or any other company on this website are for reference and informational purposes only and are not intended to suggest that any of such companies endorse, recommend or approve of the services, analysis or recommendations of Castlelake or that Castlelake endorses, recommends or approves the services or products of such companies. Third party articles or news stories reflect only the author’s opinion and not necessarily that of Castlelake.  Although Castlelake intends to consider and pursue certain environmental, social and governance (“ESG”) initiatives, these are purely voluntary and do not constitute a guarantee, promise or commitment regarding actual or potential positive impacts or outcomes associated with investments made by Castlelake Funds.  Castlelake’s ESG policies and procedures could change, even materially, at any time in Castlelake’s sole discretion, including if it determines that it is not feasible or practical to implement or complete certain of its ESG initiatives based on cost, timing or other considerations.  Any ESG or impact features, certifications and investment themes referenced in any information, reporting or disclosures published by Castlelake are not being promoted and do not bind any investment decisions made in respect of, or stewardship of, any funds managed by Castlelake for the purposes of Article 8 of Regulation (EU) 2019/20188 on sustainability-related disclosures in the financial sector.  Also, the implementation of Castlelake’s ESG initiatives, policies, and procedures is subject to various factors within and outside of its control, all of which may substantially and adversely impact Castlelake’s or its affiliates’ execution of its stated ESG initiatives. For avoidance of doubt, Castlelake does not expect that, in making any investment decisions, the consideration of ESG factors will (a) be prioritized over any Castlelake Fund’s target investment returns or (b) result in an increase any Castlelake Fund’s investment risks. Castlelake may change, or otherwise abandon, any ESG initiatives or other considerations set forth herein in its sole discretion. ESG factors are only some of the many factors Castlelake considers in making an investment, and there is no guarantee that Castlelake will make investments in companies that create positive ESG impact or that consideration of ESG factors will enhance long-term value and financial returns for limited partners. To the extent Castlelake engages with portfolio companies on ESG-related practices and potential enhancements thereto, there is no guarantee that such engagements will improve the financial or ESG performance of the investment.

Legal and Privacy Notices

There may be legal requirements in various countries and jurisdictions which may restrict the information that can be accessed or how it may be used. Persons who view or obtain information from this site should inform themselves about and observe any restrictions imposed in the jurisdiction in which the site is accessed. All visitors to this site should refer to our Website Privacy Policy.